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Hendrix v. Barclays Bank Delaware

United States District Court, D. Delaware

November 21, 2014

TERRY C. HENDRIX, a/k/a Terrance C. Hendrix, Plaintiff,
v.
BARCLAYS BANK DELAWARE, Defendant.

MEMORANDUM

SUE L. ROBINSON, District Judge.

1. Introduction. Plaintiff Terry C. Hendrix ("plaintiff"), an inmate at the Kit Carson Correctional Center, Burlington, Colorado, proceeds prose and has been granted in forma pauperis status. He filed this complaint alleging violations of the Securities Act of 1933. (D.I. 3)

2. Standard of Review. A federal court may properly dismiss an action sua sponte under the screening provisions of 28 U.S.C. § 1915(e)(2)(B) and § 1915A(b) if "the action is frivolous or malicious, fails to state a claim upon which relief may be granted, or seeks monetary relief from a defendant who is immune from such relief." Ball v. Famiglio, 726 F.3d 448, 452 (3d Cir. 2013); see also 28 U.S.C. § 1915(e)(2) (in forma pauperis actions); 28 U.S.C. § 1915A (actions in which prisoner seeks redress from a governmental defendant); 42 U.S.C. § 1997e (prisoner actions brought with respect to prison conditions). The court must accept all factual allegations in a complaint as true and take them in the light most favorable to a pro se plaintiff. Phillips v. County of Allegheny, 515 F.3d 224, 229 (3d Cir. 2008); Erickson v. Pardus, 551 U.S. 89, 93 (2007). Because plaintiff proceeds prose, his pleading is liberally construed and his complaint, "however inartfully pleaded, must be held to less stringent standards than formal pleadings drafted by lawyers." Erickson v. Pardus, 551 U.S. at 94 (citations omitted).

3. An action is frivolous if it "lacks an arguable basis either in law or in fact." Neitzke v. Williams, 490 U.S. 319, 325 (1989). Under 28 U.S.C. § 1915(e)(2)(B)(i) and § 1915A(b)(1), a court may dismiss a complaint as frivolous if it is "based on an indisputably meritless legal theory" or a "clearly baseless" or "fantastic or delusional" factual scenario. Neitzke, 490 at 327-28; Wilson v. Rackmill, 878 F.2d 772, 774 (3d Cir. 1989); see, e.g., Deutsch v. United States, 67 F.3d 1080, 1091-92 (3d Cir. 1995) (holding frivolous a suit alleging that prison officials took an inmate's pen and refused to give it back).

4. The legal standard for dismissing a complaint for failure to state a claim pursuant to § 1915(e)(2)(8)(ii) and § 1915A(b)(1) is identical to the legal standard used when ruling on Rule 12(b)(6) motions. Tourscher v. McCullough, 184 F.3d 236, 240 (3d Cir. 1999) (applying Fed.R.Civ.P. 12(b)(6) standard to dismissal for failure to state a claim under § 1915(e)(2)(8)). However, before dismissing a complaint or claims for failure to state a claim upon which relief may be granted pursuant to the screening provisions of 28 U.S.C. §§ 1915 and 1915A, the court must grant plaintiff leave to amend his complaint unless amendment would be inequitable or futile. See Grayson v. Mayview State Hosp., 293 F.3d 103, 114 (3d Cir. 2002).

5. A well-pleaded complaint must contain more than mere labels and conclusions. See Ashcroft v. Iqbal, 556 U.S. 662 (2009); Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007). The assumption of truth is inapplicable to legal conclusions or to "[t]hreadbare recitals of the elements of a cause of action supported by mere conclusory statements." Iqbal, 556 U.S. at 678. When determining whether dismissal is appropriate, the court must take three steps: "(1) identify[] the elements of the claim, (2) review[] the complaint to strike conclusory allegations, and then (3) look[] at the well-pleaded components of the complaint and evaluat[e] whether all of the elements identified in part one of the inquiry are sufficiently alleged." Malleus v. George, 641 F.3d 560, 563 (3d Cir. 2011). Elements are sufficiently alleged when the facts in the complaint "show" that the plaintiff is entitled to relief. Iqbal, 556 U.S. at 679 (quoting Fed.R.Civ.P. 8(a)(2)). Deciding whether a claim is plausible will be a "context-specific task that requires the reviewing court to draw on its judicial experience and common sense." Id.

6. Discussion. Plaintiff alleges that defendant Barclays Bank of Delaware ("Barclays") violated the Securities Act of 1933 when it "invested in, facilitated, accepted, bought or sold, held in possession, tendered, built, [and] constructed mortgage backed securities." (D.I. 3) The complaint contains conclusory language, does not indicate when or where the alleged wrongful acts occurred, and contemplates million and billion dollar fines. Plaintiff "offers" to settle the matter out of court pursuant to "federal law executive order #12778." ( Id. )

7. To the extent that plaintiff seeks to bring a private right of action, the court finds the claim frivolous, fanciful, and without any basis in law. See Neitzke, 490 U.S. at 325. To the extent that plaintiff seeks to impose criminal liability upon Barclays, he lacks standing to proceed. See Allen v. Administrative Office of Penn. Courts, 270 F.Appx. 149, 150 (3d Cir. 2008) (unpublished); see United States v. Friedland, 83 F.3d 1531, 1539 (3d Cir. 1996) ("[T]he United States Attorney is responsible for the prosecution of all criminal cases within his or her district."). The decision of whether to prosecute, and what criminal charges to bring, generally rests with the prosecutor. See United States v. Batchelder, 442 U.S. 114, 124 (1979). Accordingly, the complaint will be dismissed as frivolous pursuant to pursuant to 28 U.S.C. § 1915(e)(2)(8)(i) and § 1915A(b)(1).

8. Conclusion. For the above reasons, the court will dismiss the complaint for as frivolous pursuant to 28 U.S.C. § 1915(e)(2)(8)(i) and§ 1915A(b)(1). The court finds amendment futile. A separate order shall issue.


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