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Hallowell v. Keve

argued: January 13, 1977.

WILLIAM M. HALLOWELL, APPELLANT,
v.
PAUL W. KEVE, DIRECTOR OF THE DIVISION OF ADULT CORRECTIONS, AND THE STATE OF DELAWARE, APPELLEES



APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE (D.C. Civil Action No. 75-339).

Rosenn and Hunter, Circuit Judges, and James A. Coolahan, Senior District Judge.*fn* Hunter Circuit Judge, dissenting.

Author: Coolahan

COOLAHAN, Senior District Judge.

William M. Hallowell was convicted of second-degree murder in Delaware Superior Court on January 18, 1972. On appeal, the Delaware Supreme Court affirmed his conviction. Hallowell v. State, 298 A.2d 330 (1972). Hallowell subsequently filed a petition pursuant to 28 U.S.C. ยง 2254 for a writ of habeas corpus in the United States District Court for the District of Delaware. Judge Stapleton denied his petition. Hallowell v. Keve, 412 F. Supp. 681 (D. Del. 1976).

Appellant now advances two grounds for appeal from the denial of his petition for habeas corpus.*fn1 First, he argues that the District Court erred when it found that the Delaware State trial court did not deny him his rights to a jury trial, presumption of innocence, and due process by refusing to charge the jury on involuntary manslaughter. Second, he claims that the District Court should have found that the trial court's charge relieved the State of its duty under the Constitution as interpreted in Mullaney v. Wilbur, 421 U.S. 684, 44 L. Ed. 2d 508, 95 S. Ct. 1881 (1975), to prove an absence of provocation and passion beyond a reasonable doubt. For the reasons stated below, we affirm.

The facts of the case are simple and not substantially in dispute.*fn2 On the evening of October 3, 1971, appellant and his wife, Fern, returned from an American Legion Hall meeting to their mobile home located in a trailer park. An altercation developed between them. Appellant struck his wife, who ran from the trailer crying. She went next door, about five feet away, to the trailer belonging to her daughter, Carol, and her son-in-law, Fred Ellingsworth. At that time Ronald Charest, Fern Hallowell's first husband, was present in his daughter Carol's trailer.

Appellant, desiring his wife to return home, followed her to the Ellingsworth trailer, swearing profusely as he entered. Carol asked appellant to leave. Charest met appellant at the door declaring that "any man who would strike a woman was no man at all." This statement, together with the thought that Charest and the Ellingsworths were interfering in his personal affairs, angered appellant. He left the Ellingsworth trailer and returned to his trailer, where he took an 8-inch knife from a kitchen drawer intending to return to the Ellingsworth trailer. Appellant testified that he planned to use the knife to "pull a bluff" on Charest. However, upon reflection, he decided not to take the knife with him, and placed it on a divider between the living room and dining area of his trailer.

Hallowell, still angry, returned to the Ellingsworth home intending to challenge Charest to a fight. He entered and found Charest seated on a couch, whereupon he challenged Charest to a fight. He stated that Charest began kicking him, and that they exchanged "blows." He added that Charest threw two objects at him. One, which he could not identify, hit him on the tip of his thumb. The other was a child's stool. When the stool was thrown, it missed appellant but hit the front door of his own trailer, shattering the glass pane. It is not totally clear from the record, but it seems that appellant and Charest had moved outside the trailer at this point. Hallowell returned to his trailer and picked up the 8-inch knife from the divider. He testified that he did not fear that Charest would follow him back to his trailer.

The Ellingsworths testified that Charest never kicked, punched, or threw anything, or otherwise touched appellant before he came back with the knife.

Appellant stated that after he snatched the knife, he started back to the Ellingsworth trailer to scare Charest, and "pull a bluff" on him. It appears that appellant met Charest outside between the two trailers. Hallowell said he had no intention of making contact with the knife, but admitted on cross-examination that he knew the knife was a dangerous instrument.

Hallowell described the stabbing in this fashion:

"And as I made a swipe, it was not at full arm's length, I just went like that [indicating] so as to make him back down more, or scare him more, and he seemed to take a step forward with his arms up like this [indicating], and after I realized what happened I just stood there. I wanted to say I was sorry, but I couldn't say nothing." (Appellant's appendix 33)

On cross-examination appellant repeated that he took a swipe at the victim when they were very close together. The prosecutor said:

"One step. That knife must have been pretty close to him if that one step forward got the knife into him far enough to kill him.

A. I had no idea I was that close to him. I had no intention of being that close to him." (Appellant's appendix 46)

The prosecutor asked him why he wanted to back the victim down in the victim's own daughter's house.

"Q. Back him down in his own daughter's house?

A. Well, just make him go off to the side, because I didn't want to fight any more.

Q. If you didn't want to fight any more, Mr. Hallowell, why didn't you go back in your trailer and shut the door?

A. I don't know, sir." (Appendix 45-46)

Charest later died from the stab wound.

After appellant stabbed Charest, he apparently reentered the Ellingsworth trailer. Fred Ellingsworth ordered him out at gun point. Hallowell returned to his trailer, washed the blood off the knife, called his attorney, and awaited the arrival of the police. He testified that he had been drinking earlier at the American Legion Hall, but denied being intoxicated. The District Court found that there was nothing in the record to indicate that he was unable to perceive events or otherwise failed to understand the nature of his acts.

The jury returned a verdict of second-degree murder, and the judge sentenced Hallowell to life imprisonment.

Hallowell appealed his conviction to the Delaware Supreme Court, which rejected his claim that the trial court's refusal to charge the jury on involuntary manslaughter was error. Normally jury instructions in State trials are matters of State law. United States ex rel. Stanbridge v. Zelker, 514 F.2d 45, 50 (2d Cir. 1975), cert. denied, 423 U.S. 872, 46 L. Ed. 2d 102, 96 S. Ct. 138 (1975). However, they are reviewable by a federal court on collateral attack where the instruction violates specific federal constitutional standards imposed on the States through the due process clause of the Fourteenth Amendment. Cupp v. Naughten, 414 U.S. 141, 146, 38 L. Ed. 2d 368, 94 S. Ct. 396 (1973). On collateral ...


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